INVESTOR ALERT ON SOCIAL SENTIMENT TOOLS - FINRA and the SEC have issued an Investor Alert about social sentiment industry tools. CLICK HERE to read the Alert.
Things to consider about aggregate information from social media include: a) do not rely solely on social sentiment investing tools; and b) read all disclaimers and background information provided by these tools.
In general, FINRA has been constructively monitoring Fin-Tech developments in the securities industry. A growing number of firms have been embracing new technologies, according to FINRA.
FINRA has also engaged in an active dialogue with the industry on Fin-Tech, to assess the impact of emerging technology on broker-dealer operations as well as on investors. Asset Managers Tech has filed its own comment letter regarding RegTech policy issues. Please CLICK here.
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